Law360 recently published an article written by Gardere Partner Richard A. Tulli. In the article titled, "More Paperwork for Certain Investment Advisers," Mr. Tulli discusses the new rule adopted by the U.S. Securities and Exchange Commission requiring various managers of private funds to periodically file new Form PF.
"Although the deadline provided by a filed Form PF is now many months away, the information that may be required to be provided in Form PF is extensive and detailed," says Mr. Tulli. "Accordingly, advisers subject to the filing requirement should promptly begin to review the form and the information and processes that will be necessary to prepare and file it."
Subscribers may access the full article here.
Related Insights
16 May 2024
Events
You Be the Judge: Top Staffing Cases of 2023
Back by popular demand—combining value with a bit of levity: This interactive session features leading legal experts in staffing who will argue their cases before you, the jury, and let you decide the verdict.
27 March 2024
PharmaPatents
Federal Circuit Applies Safe Harbor to Imported Medical Device Samples
In a recent decision, a majority panel of the Federal Circuit held that the importation of medical devices to support efforts to recruit investigators for a clinical trial was shielded by the safe harbor.
27 March 2024
Legal News: Distribution & Franchise
Federal Court Analyzes Venue Statutes and Orders Transfer of Suit Against Franchisee
In Honest Abe Roofing Franchise, Inc. v. Lesjon Holdings, LLC, the District Court for the Southern District of Indiana ruled on a motion to dismiss for improper venue under Federal Rule 12(b)(3).