Publications

More Paperwork for Certain Investment Advisers

Law360
11.09.11

Law360 recently published an article written by Gardere Partner Richard A. Tulli. In the article titled, "More Paperwork for Certain Investment Advisers," Mr. Tulli discusses the new rule adopted by the U.S. Securities and Exchange Commission requiring various managers of private funds to periodically file new Form PF.

"Although the deadline provided by a filed Form PF is now many months away, the information that may be required to be provided in Form PF is extensive and detailed," says Mr. Tulli. "Accordingly, advisers subject to the filing requirement should promptly begin to review the form and the information and processes that will be necessary to prepare and file it."

Subscribers may access the full article here.

The publications contained in this site do not constitute legal advice. Legal advice can only be given with knowledge of the client's specific facts. By putting these publications on our website we do not intend to create a lawyer-client relationship with the user. Materials may not reflect the most current legal developments, verdicts or settlements. This information should in no way be taken as an indication of future results.

Search Tips:

You may use the wildcard symbol (*) as a root expander.  A search for "anti*" will find not only "anti", but also "anti-trust", "antique", etc.

Entering two terms together in a search field will behave as though an "OR" is being used.  For example, entering "Antique Motorcars" as a Client Name search will find results with either word in the Client Name.

Operators

AND and OR may be used in a search.  Note: they must be capitalized, e.g., "Project AND Finance." 

The + and - sign operators may be used.  The + sign indicates that the term immediately following is required, while the - sign indicates to omit results that contain that term. E.g., "+real -estate" says results must have "real" but not "estate".

To perform an exact phrase search, surround your search phrase with quotation marks.  For example, "Project Finance".

Searches are not case sensitive.

back to top